Financial Services

SRI has been recruiting management in financial services for over a decade. Our clients include money center banks, investment banks, brokerage and investment firms, as well as financial officers for general corporations. We maintain relationships with a vast pool of candidates and based on our industry knowledge, are able to match the appropriate talent to our clients needs.

We work on a broad range of positions in Financial Services including:

  • Audit
  • Commercial Banking
  • Compliance
  • Investment Banking
  • Hedge Funds
  • Private Banking
  • Wealth Management
  • Corporate Finance
  • Portfolio Management
  • Risk Management
  • Private Equity
  • Institutional Sales & Trading
  • Mutual Funds
  • Research & Analysis

Carol v2

Carole specializes in Financial Services. Prior to joining SRI, Carole was a recruiter at a 30 year-old national executive search firm where she was instrumental in building a new financial services practice. Her executive recruiting experience spans Capital Markets, Risk Management, Investment Management, Financial Control, Analysis, and Legal. Among the companies where Carole has made senior-level placements are; Smith Barney, Morgan Stanley, HSBC, Sterling Bancorp and Foothill Capital. Carole has placed candidates on the following levels: CEO’s, CFO’s, General Counsel, Financial Advisors, Private Bankers, Credit and Portfolio Managers, Underwriters, Associates, and Analysts. Carole’s prior experience includes 17 years in investment and corporate banking.

She was previously a Vice President at Credit Suisse First Boston where she covered structured and trade finance for Fortune 500 companies, and an Assistant Vice President at UBS where she covered general corporate bank lending. She was later responsible for originating trade receivables for emerging markets and working on the sale of trade paper in the secondary market for WestLB’s merchant bank. Carole has completed formal credit and treasury training programs, received various licenses to sell public securities, and has published various articles on trade finance. Carole holds a B.S. degree in Finance from Boston University’s School of Management.

Carole Lustig • Partner
(212) 465-8300 x203 • This email address is being protected from spambots. You need JavaScript enabled to view it.